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Financial services solicitors

At Stephensons, our specialist financial services solicitors can advise and assist on a broad range of issues which affect those in the business of delivering advice on financial services. Whether drafting submissions to challenge warning notices or representation before the Regulatory Decisions Committee (RDC) we have a unique understanding of your industry to assist you. We have a track record of negotiating with the Financial Conduct Authority (FCA) to ensure the best solutions for our clients.

Our solicitors have an in depth understanding of the financial services industry which is integral to our ability to provide high quality advice and solutions to related issues. By combining the expertise of solicitors across a number of legal teams including, commercial and regulatory specialists Stephensons offers a valuable pool of knowledge and resources all in one place to the benefit of our clients.

Our solicitors recognise the risks and challenges faced in the financial services industry and pride themselves on proactively bringing industry insights to you.

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We can help with issues including, but not limited to:

  • FCA/PRA - civil and criminal regulation
  • Mis-selling
  • Regulatory
  • Insolvency
  • Pay day loans
  • Disclosure and barring service
  • Judicial Review
  • Civil recovery
  • Civil fraud
  • Criminal fraud
  • Crisis management
  • Employment law
  • Health and safety
  • Property/commercial premises

If you would like to speak to a member of our team on an issue relating to the financial services sector call us on 01616 966 229 and we will put you through to an experienced and specialist financial services solicitor.